Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David O'Brien | 1055846 | 1 | 10/01/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Albert A Kreider | 834245 | 1 | 10/01/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Payton Collins | 2489423 | 1 | 10/01/1997 | Customer Dispute | Denied | $22,500.00 | $0.00 | See FINRA Report |
| William Walter Eccleston | 1449783 | 1 | 09/30/1997 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Paul Michael Hulen | 2237101 | 4 | 09/30/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Susan Morton | 2584362 | 2 | 09/30/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Margareta Theresia Childs | 1495891 | 4 | 09/30/1997 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
| Keith Kenneth Swanson | 440794 | 4 | 09/29/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mitch Ira Silberman | 2414904 | 2 | 09/29/1997 | Customer Dispute | Denied | $2,915.00 | $0.00 | See FINRA Report |
| Pedro A Colon Ferreira | 1077259 | 47 | 09/29/1997 | Customer Dispute | Denied | $15,600.00 | $0.00 | See FINRA Report |