Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Arnold Lederman | 305064 | 2 | 10/09/1997 | Customer Dispute | Denied | $25,200.00 | $0.00 | See FINRA Report |
| Thomas Scott Maentz | 1215013 | 1 | 10/08/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeanne Tompkins Weaver | 1271293 | 2 | 10/07/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Scott William Arnone | 1922322 | 3 | 10/07/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen Glenn Dugger | 1802161 | 1 | 10/06/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Brian Franken | 1436040 | 1 | 10/06/1997 | Customer Dispute | Denied | $42,368.30 | $0.00 | See FINRA Report |
| David P Paul Sobocinski | 867645 | 5 | 10/06/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dennis Joseph Fitzgerald | 208979 | 2 | 10/03/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Raymond Butler Gault | 1420138 | 2 | 10/03/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Rick Lynn Duncan | 1288675 | 7 | 10/02/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |