Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Gordon Schifani | 2268653 | 1 | 10/20/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Scott Lee Hoffman | 1223634 | 7 | 10/20/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kenneth Lovell Brown | 1915344 | 2 | 10/20/1997 | Customer Dispute | Denied | $22,000.00 | $0.00 | See FINRA Report |
| Timothy Charles Negro | 1280424 | 4 | 10/20/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Reid Howard Drescher | 2115274 | 5 | 10/17/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Craig Backal | 2431183 | 1 | 10/16/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Joseph Schnall | 1942860 | 3 | 10/13/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dorann Jacobs Cafaro | 1242720 | 1 | 10/10/1997 | Customer Dispute | Denied | $12,172.50 | $0.00 | See FINRA Report |
| Robert James Perta | 1688568 | 1 | 10/10/1997 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Christopher Mark Fuchs | 2507058 | 2 | 10/09/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |