Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Donald Edward Conrad | 732579 | 8 | 11/11/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Wayne Miller | 1783677 | 1 | 11/11/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Gillespie | 2714120 | 2 | 11/10/1997 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Roger D Gershman | 1593809 | 7 | 11/10/1997 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Roger D Gershman | 1593809 | 7 | 11/08/1997 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Charles Allan Bosworth | 2635564 | 2 | 11/07/1997 | Customer Dispute | Denied | $13,836.00 | $0.00 | See FINRA Report |
| John Ronald Gangemi | 1840139 | 1 | 11/07/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Anthony Nasche | 1284616 | 2 | 11/07/1997 | Customer Dispute | Denied | $12,344.00 | $0.00 | See FINRA Report |
| Gary Lane Pankratz | 1616879 | 3 | 11/06/1997 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Mark Clay Sutherland | 1200157 | 3 | 11/05/1997 | Customer Dispute | Denied | $14,605.40 | $0.00 | See FINRA Report |