Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gary S Simel | 2320801 | 1 | 11/19/1997 | Customer Dispute | Denied | $36,000.00 | $0.00 | See FINRA Report |
| Randale John Honaker | 719303 | 4 | 11/19/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daniel J Cohen | 2224298 | 1 | 11/19/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Janene Evelyn Pirbhai | 2318588 | 1 | 11/19/1997 | Customer Dispute | Denied | $599,400.00 | $0.00 | See FINRA Report |
| Thomas Beaudoin Tucker | 2107801 | 1 | 11/19/1997 | Customer Dispute | Denied | $272,000.00 | $0.00 | See FINRA Report |
| Ronald Burton Hodges | 1632056 | 1 | 11/18/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Douglas Anthony Andrews | 2167803 | 1 | 11/18/1997 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Leon Semonian | 418731 | 2 | 11/18/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Anthony Alonge | 1038105 | 2 | 11/17/1997 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Charles John Gould | 802733 | 2 | 11/17/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |