Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert William Josten | 2214502 | 1 | 12/01/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Peter Wallace Greason | 2032498 | 1 | 11/26/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kevin Charles Harms | 2204523 | 4 | 11/26/1997 | Customer Dispute | Denied | $19,401.00 | $0.00 | See FINRA Report |
| Kevin Monaco | 2119652 | 4 | 11/24/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gary John Basralian | 14385 | 9 | 11/24/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Alfred V Pope Jr | 365711 | 8 | 11/24/1997 | Customer Dispute | Denied | $62,000.00 | $0.00 | See FINRA Report |
| Diana Marie Ortiz | 2093628 | 2 | 11/22/1997 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| F Ronald Dennis | 2643414 | 1 | 11/21/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Arthur William Devonmille | 729324 | 2 | 11/20/1997 | Customer Dispute | Denied | $13,246.00 | $0.00 | See FINRA Report |
| Perry Stephen Fong | 1263992 | 7 | 11/20/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |