Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mary Margaret Reyes | 1716135 | 1 | 12/10/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Elizabeth Sharon Roberts | 842339 | 2 | 12/09/1997 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Donald Ira Levy | 1110297 | 3 | 12/08/1997 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
| Eric Todd Hokanson | 1952814 | 1 | 12/08/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Frank Joseph Laezza | 1322673 | 1 | 12/06/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher B Bean | 2736963 | 1 | 12/05/1997 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| John Thomas Liddle | 1438677 | 1 | 12/05/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard French Judd | 1891117 | 7 | 12/05/1997 | Customer Dispute | Denied | $18,320.30 | $0.00 | See FINRA Report |
| Robert Formato | 1196338 | 1 | 12/04/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Michael Chapkis | 2770441 | 3 | 12/04/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |