Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Craig Martin Cmiel | 1668811 | 4 | 12/15/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Erna Morgan Mc Reynolds | 1811871 | 2 | 12/15/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Jay Grundmeyer | 857211 | 1 | 12/14/1997 | Customer Dispute | Denied | $400,000.00 | $0.00 | See FINRA Report |
| Tim R Moore | 1908748 | 2 | 12/12/1997 | Customer Dispute | Denied | $42,000.00 | $0.00 | See FINRA Report |
| Gary Dean Williams | 1362292 | 5 | 12/12/1997 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Douglas Allan Behnfield | 840887 | 2 | 12/11/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Susan Mary Consey | 1263011 | 1 | 12/11/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael George Ryan | 1767041 | 3 | 12/11/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Roy Blueweiss | 728969 | 9 | 12/11/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen Francis Murphy | 1005939 | 2 | 12/10/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |