Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Philip Alonzo Parker | 1399160 | 2 | 12/20/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Richardson Harrell | 1107212 | 3 | 12/19/1997 | Customer Dispute | Denied | $218,000.00 | $0.00 | See FINRA Report |
| Ronnie Wayne Rochelle | 2188368 | 3 | 12/19/1997 | Customer Dispute | Denied | $6,500.00 | $0.00 | See FINRA Report |
| Robert Picker Noonan | 734386 | 1 | 12/19/1997 | Customer Dispute | Denied | $23,622.00 | $0.00 | See FINRA Report |
| Stanley J Parker | 1210667 | 7 | 12/19/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stanley Trilling | 449321 | 7 | 12/17/1997 | Customer Dispute | Denied | $28,966.30 | $0.00 | See FINRA Report |
| Bryan Keith Banning | 1398012 | 3 | 12/16/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James P Siciliano | 2103388 | 1 | 12/15/1997 | Customer Dispute | Denied | $240,000.00 | $0.00 | See FINRA Report |
| Bradley Scott Manthey | 2385554 | 1 | 12/15/1997 | Customer Dispute | Denied | $30,351.10 | $0.00 | See FINRA Report |
| Murray Carter | 1911097 | 6 | 12/15/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |