Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joshua Isaac Kadish | 2573106 | 1 | 12/26/1997 | Customer Dispute | Denied | $22,500.00 | $0.00 | See FINRA Report |
| Andrew Joseph O'Daniel | 2512163 | 2 | 12/26/1997 | Customer Dispute | Denied | $27,254.20 | $0.00 | See FINRA Report |
| Greg Scott Alban | 1868387 | 2 | 12/26/1997 | Customer Dispute | Denied | $82,000.00 | $0.00 | See FINRA Report |
| Gary William Medley | 1186617 | 3 | 12/23/1997 | Customer Dispute | Denied | $30,500.00 | $0.00 | See FINRA Report |
| Arvle Dan Hale | 1811763 | 1 | 12/23/1997 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Neil Robert Napoleon | 1493708 | 5 | 12/23/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Paulette Marie Boyer | 2375827 | 2 | 12/22/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Tracey E Ortenzio | 1241040 | 1 | 12/22/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Harold Louis Yeoman | 474420 | 2 | 12/22/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Elliot Fine | 1398447 | 9 | 12/22/1997 | Customer Dispute | Denied | $11,252.00 | $0.00 | See FINRA Report |