Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gary Robert Bubalo | 832814 | 3 | 01/02/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gary Robert Bubalo | 832814 | 3 | 01/02/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andrew Gerard Starosta | 1866755 | 1 | 12/31/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Nicolas Jesus Barrios | 2122824 | 7 | 12/31/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark D Zastrow | 2564475 | 1 | 12/31/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Peter Alan Rosenthal | 2293420 | 1 | 12/31/1997 | Customer Dispute | Denied | $2,513.28 | $0.00 | See FINRA Report |
| Jeffrey Luxenberg | 1009571 | 7 | 12/30/1997 | Customer Dispute | Denied | $14,137.00 | $0.00 | See FINRA Report |
| Alan Gordon Hartley | 1091250 | 1 | 12/30/1997 | Customer Dispute | Denied | $21,350.00 | $0.00 | See FINRA Report |
| David William Schrager | 2312309 | 1 | 12/30/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Harvey Elliot Demsky | 65265 | 1 | 12/29/1997 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |