Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Preston Hudson | 252149 | 1 | 01/07/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Enyinnaya Ihechituru Kanu | 1863520 | 5 | 01/07/1998 | Customer Dispute | Denied | $19,770.00 | $0.00 | See FINRA Report |
| David Scott Simmons | 1617485 | 2 | 01/06/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Henry Meyer | 2150092 | 1 | 01/05/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mazen Elias Zanayed | 2305312 | 1 | 01/05/1998 | Customer Dispute | Denied | $8,837.50 | $0.00 | See FINRA Report |
| Elizabeth Koo | 2308793 | 2 | 01/05/1998 | Customer Dispute | Denied | $5,002.00 | $0.00 | See FINRA Report |
| Ronald Chris Dent | 1705626 | 3 | 01/03/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Hess Forbes | 818699 | 2 | 01/02/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Donald Alan Johnson | 1091451 | 3 | 01/02/1998 | Customer Dispute | Denied | $71,750.00 | $0.00 | See FINRA Report |
| Ronald Silvestre Mendoza | 1927195 | 5 | 01/02/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |