Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Todd J Barden | 2072385 | 3 | 01/22/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Garrett Leonard Going | 2219013 | 4 | 01/22/1998 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Peter John Ranta | 1388086 | 1 | 01/21/1998 | Customer Dispute | Denied | $42,000.00 | $0.00 | See FINRA Report |
| John A Blau | 2260441 | 1 | 01/21/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Krista Maya Hall | 1453907 | 1 | 01/21/1998 | Customer Dispute | Denied | $13,651.00 | $0.00 | See FINRA Report |
| Dean Michael Yurica | 1033526 | 7 | 01/20/1998 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Robert Vincent Sessa | 1026924 | 5 | 01/20/1998 | Customer Dispute | Denied | $2,000.00 | $0.00 | See FINRA Report |
| Bang-Nhan Luong Nguyen | 2836002 | 3 | 01/20/1998 | Customer Dispute | Denied | $9,115.00 | $0.00 | See FINRA Report |
| Russell Thomas Gebhard | 2031101 | 3 | 01/16/1998 | Customer Dispute | Denied | $26,000.00 | $0.00 | See FINRA Report |
| Andrew Edwin Watkins | 1139486 | 2 | 01/16/1998 | Customer Dispute | Denied | $9,900.00 | $0.00 | See FINRA Report |