Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Maurice Burke | 731331 | 13 | 01/28/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher Brereton | 2846341 | 1 | 01/28/1998 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Robert Marshall Jelderks | 2303460 | 2 | 01/28/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Vincent Bianchini | 1581616 | 12 | 01/27/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Harry Applebaum | 1628443 | 10 | 01/27/1998 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Joseph Cabrera Roque | 712236 | 1 | 01/27/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Clarke Octigan | 350953 | 3 | 01/26/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Herman Wurz | 1359042 | 12 | 01/26/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Barbara Benner Hudock | 1023038 | 2 | 01/23/1998 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| David Ernest Feuerhelm | 2338017 | 2 | 01/23/1998 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |