Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy Allen Hill | 2317289 | 3 | 02/03/1998 | Customer Dispute | Denied | $6,500.00 | $0.00 | See FINRA Report |
| Patricia Theresa Dilucido | 1281135 | 4 | 02/03/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Alicia Thuy Chau | 2292651 | 1 | 02/03/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ruth Lorraine Forehand | 1368715 | 1 | 02/02/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Charles Harold Cooper | 1001588 | 3 | 02/02/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Paul Lacombe | 1572853 | 2 | 02/02/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Fred Richard Elledge | 1776914 | 1 | 01/30/1998 | Customer Dispute | Denied | $36,746.00 | $0.00 | See FINRA Report |
| Jeffrey Scott Ingros | 2091822 | 17 | 01/29/1998 | Customer Dispute | Denied | $18,870.00 | $0.00 | See FINRA Report |
| Michael Ray Grubb | 1999653 | 6 | 01/28/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Robert Philpott | 828965 | 1 | 01/28/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |