Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Abraham Kirtly Post | 2210291 | 1 | 02/10/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andrew Scott Pesner | 1971579 | 8 | 02/10/1998 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Robert Joseph Wood | 1387427 | 4 | 02/09/1998 | Customer Dispute | Denied | $35,563.00 | $0.00 | See FINRA Report |
| Scott Larry Rosen | 2288612 | 1 | 02/07/1998 | Customer Dispute | Denied | $6,286.91 | $0.00 | See FINRA Report |
| Henry Briscoe Thomas | 1186107 | 2 | 02/06/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Lawrence S Miller | 1016147 | 2 | 02/05/1998 | Customer Dispute | Denied | $7,378.33 | $0.00 | See FINRA Report |
| Fred M Jackson | 1533572 | 4 | 02/04/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas A Eldredge | 2056008 | 2 | 02/04/1998 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| James William Tausz | 442956 | 6 | 02/04/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffery D Price | 2255050 | 3 | 02/03/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |