Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Haven Balkman | 11293 | 11 | 02/11/1998 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Robert J Callanan | 1033366 | 3 | 02/11/1998 | Customer Dispute | Denied | $20,645.00 | $0.00 | See FINRA Report |
| Robert Mark Cotter | 2315691 | 2 | 02/10/1998 | Customer Dispute | Denied | $8,250.00 | $0.00 | See FINRA Report |
| J Richard Stewart | 1331041 | 5 | 02/10/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Martin Ray Evans | 2412900 | 5 | 02/10/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Moroni Moriancumer Burchell | 2448819 | 5 | 02/10/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Patrick Morris | 1025904 | 5 | 02/10/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Timothy Fabio | 1574970 | 2 | 02/10/1998 | Customer Dispute | Denied | $9,303.50 | $0.00 | See FINRA Report |
| Frederick Joseph Stucker | 1908143 | 7 | 02/10/1998 | Customer Dispute | Denied | $28,000.00 | $0.00 | See FINRA Report |
| Frederick Joseph Stucker | 1908143 | 7 | 02/10/1998 | Customer Dispute | Denied | $19,888.00 | $0.00 | See FINRA Report |