Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Allen Jay Liebb | 1273699 | 1 | 02/18/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Herman Wurz | 1359042 | 12 | 02/18/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Crawford Springer | 1263773 | 2 | 02/17/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Patrick J Welde | 1905819 | 4 | 02/17/1998 | Customer Dispute | Denied | $19,000.00 | $0.00 | See FINRA Report |
| Christopher Kenneth Murphy | 1724858 | 1 | 02/16/1998 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
| George James Costakis | 54838 | 3 | 02/15/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Lawrence A Schiro | 2183094 | 2 | 02/13/1998 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
| Christine A Esperseth | 1197995 | 2 | 02/13/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Dewey Tomlin | 1032498 | 3 | 02/13/1998 | Customer Dispute | Denied | $250,000.00 | $0.00 | See FINRA Report |
| Charles Alexander Creekmore | 1906522 | 3 | 02/11/1998 | Customer Dispute | Denied | $7,560.00 | $0.00 | See FINRA Report |