Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gerald J Levan | 307571 | 3 | 02/19/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Susan Elaine Mc Clure | 2200377 | 1 | 02/19/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Eugene Anderson | 1701237 | 4 | 02/19/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Lloyd Barry Cohen | 1500621 | 2 | 02/19/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gregory Michael Boyle | 1206885 | 2 | 02/19/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Terry Tractenberg | 1619275 | 6 | 02/19/1998 | Customer Dispute | Denied | $9,008.50 | $0.00 | See FINRA Report |
| Eduardo C Marr | 1738269 | 2 | 02/18/1998 | Customer Dispute | Denied | $17,000.00 | $0.00 | See FINRA Report |
| John Kukich | 1648359 | 2 | 02/18/1998 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Robert Kelvin Springer | 869402 | 2 | 02/18/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Timothy Allen Hill | 2317289 | 3 | 02/18/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |