Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Confrence Godwin Gbaje | 2294268 | 5 | 02/23/1998 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Robert Lee Gordon Bleakley | 2753082 | 1 | 02/23/1998 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Jeffrey Navarra Tomaneng | 2412116 | 1 | 02/23/1998 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Mohammed Ali Ansari | 1000440 | 5 | 02/20/1998 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Samuel V Morse | 341012 | 2 | 02/20/1998 | Customer Dispute | Denied | $68,000.00 | $0.00 | See FINRA Report |
| Samuel V Morse Jr | 2609705 | 2 | 02/20/1998 | Customer Dispute | Denied | $68,000.00 | $0.00 | See FINRA Report |
| William Paul Fink | 2108777 | 1 | 02/20/1998 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Robert Terry Tractenberg | 1619275 | 6 | 02/20/1998 | Customer Dispute | Denied | $9,706.08 | $0.00 | See FINRA Report |
| David Lovette Jones | 2087183 | 3 | 02/20/1998 | Customer Dispute | Denied | $130,000.00 | $0.00 | See FINRA Report |
| Timothy Mark Sheerin | 1520961 | 3 | 02/19/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |