Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edward Joseph Rudiger | 2118724 | 12 | 03/02/1998 | Customer Dispute | Denied | $39,359.00 | $0.00 | See FINRA Report |
| Terry Brent Dolley | 69653 | 3 | 02/28/1998 | Customer Dispute | Denied | $11,700.00 | $0.00 | See FINRA Report |
| James Eddy Simpson | 2574134 | 1 | 02/27/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Vincent Thomas Hoban | 2250159 | 5 | 02/26/1998 | Customer Dispute | Denied | $19,362.70 | $0.00 | See FINRA Report |
| Wlodek Bugajski | 2467210 | 1 | 02/26/1998 | Customer Dispute | Denied | $10,750.00 | $0.00 | See FINRA Report |
| Albert Dishner | 1912362 | 5 | 02/25/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Paul Joseph Mauro | 824304 | 13 | 02/25/1998 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Richard Joseph Groebl | 2210932 | 2 | 02/24/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Yoshio Fukunaga | 215513 | 2 | 02/24/1998 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| James Daniel Webb | 2342135 | 2 | 02/23/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |