Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Arthur Syverson | 1024864 | 1 | 03/06/1998 | Customer Dispute | Denied | $28,900.00 | $0.00 | See FINRA Report |
| Joseph Patrick Drier | 2158263 | 1 | 03/06/1998 | Customer Dispute | Denied | $82,000.00 | $0.00 | See FINRA Report |
| Michael John Spedale | 1214595 | 2 | 03/05/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Sheinheit | 1512493 | 4 | 03/04/1998 | Customer Dispute | Denied | $700,000.00 | $0.00 | See FINRA Report |
| Kenneth Scott Danker | 1994394 | 1 | 03/03/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bradley Raymond Lundquist | 2542512 | 4 | 03/03/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Joseph Gorman | 869147 | 4 | 03/03/1998 | Customer Dispute | Denied | $2,022.00 | $0.00 | See FINRA Report |
| Timothy Mark Sheerin | 1520961 | 3 | 03/02/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jim Dinshaw Poncha | 2243358 | 1 | 03/02/1998 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Brian Keith Adams | 1663108 | 2 | 03/02/1998 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |