Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Stevenson Burlin | 1808618 | 2 | 03/16/1998 | Customer Dispute | Denied | $16,246.80 | $0.00 | See FINRA Report |
| Bruce Jerome Daniel | 60593 | 1 | 03/13/1998 | Customer Dispute | Denied | $41,215.00 | $0.00 | See FINRA Report |
| Robert Lloyd Polleys | 1387257 | 1 | 03/13/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Stephen Hanley | 2289667 | 2 | 03/12/1998 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Ronald Stewart Winski | 807111 | 1 | 03/12/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kay Frances Byrum | 1026495 | 1 | 03/12/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Michael Custance | 1910194 | 2 | 03/12/1998 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| Ross Vincent Gooding | 2309616 | 1 | 03/11/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard William Schloss | 1541673 | 3 | 03/10/1998 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Jeffrey Hubert Velepec | 1754003 | 1 | 03/09/1998 | Customer Dispute | Denied | $17,588.00 | $0.00 | See FINRA Report |