Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Craig Henry Jude Cantara | 732534 | 2 | 03/20/1998 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Paul Elliott Brehne | 1977923 | 2 | 03/20/1998 | Customer Dispute | Denied | $23,500.00 | $0.00 | See FINRA Report |
| Thomas Albert Pacilio | 2238271 | 4 | 03/19/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Donald Arthur Jones | 1338803 | 3 | 03/18/1998 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| David Jay Honigstock | 1470980 | 7 | 03/17/1998 | Customer Dispute | Denied | $183,721.00 | $0.00 | See FINRA Report |
| Larry Shatzkamer | 812916 | 8 | 03/17/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Armand Fullerton | 2221780 | 2 | 03/16/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Victor Francis Anthony | 1791270 | 2 | 03/16/1998 | Customer Dispute | Denied | $6,400.00 | $0.00 | See FINRA Report |
| Victor Francis Anthony | 1791270 | 2 | 03/16/1998 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Arthur Herman Harter | 856348 | 1 | 03/16/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |