Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Alan Currier | 715423 | 5 | 03/25/1998 | Customer Dispute | Denied | $71,000.00 | $0.00 | See FINRA Report |
| Jin Philip Sun | 2290349 | 2 | 03/25/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Peyton Fletcher | 1230878 | 1 | 03/24/1998 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Christopher Scott Maxwell | 2573938 | 2 | 03/24/1998 | Customer Dispute | Denied | $9,819.19 | $0.00 | See FINRA Report |
| Lawrence A Weiss | 2218632 | 1 | 03/24/1998 | Customer Dispute | Denied | $18,911.50 | $0.00 | See FINRA Report |
| Kenneth Mathieson | 1730324 | 5 | 03/24/1998 | Customer Dispute | Denied | $9,800.00 | $0.00 | See FINRA Report |
| Erik Joseph Mathieson | 2207687 | 3 | 03/24/1998 | Customer Dispute | Denied | $9,800.00 | $0.00 | See FINRA Report |
| Robert Frederico Montes | 835488 | 4 | 03/23/1998 | Customer Dispute | Denied | $11,011.00 | $0.00 | See FINRA Report |
| Constantine Koukos | 2118416 | 2 | 03/23/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Craig Feldman | 1943917 | 4 | 03/23/1998 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |