Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kin Kui Lam | 1424134 | 3 | 04/02/1998 | Customer Dispute | Denied | $65,000.00 | $0.00 | See FINRA Report |
| Robert Hawkes Potter | 1198202 | 7 | 04/01/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Virginia Mae Wasser | 867542 | 1 | 03/31/1998 | Customer Dispute | Denied | $17,364.80 | $0.00 | See FINRA Report |
| Kiyoshi Kimura | 269656 | 1 | 03/31/1998 | Customer Dispute | Denied | $55,498.00 | $0.00 | See FINRA Report |
| Paul Joseph Stubbs | 1063810 | 2 | 03/28/1998 | Customer Dispute | Denied | $41,131.30 | $0.00 | See FINRA Report |
| Thomas Gerard Salierno | 1028983 | 4 | 03/27/1998 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Dylan Thomas Spadt | 1628624 | 5 | 03/27/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Maurice Lee Nissim | 1884760 | 11 | 03/27/1998 | Customer Dispute | Denied | $31,627.50 | $0.00 | See FINRA Report |
| Lawrence Michael Labine | 1279935 | 44 | 03/26/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Allen Barry Myrowitz | 860700 | 1 | 03/25/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |