Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeff S Mash | 1296714 | 11 | 04/22/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Marc C Demello | 1753921 | 4 | 04/21/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jason Eric Zwibel | 2460258 | 6 | 04/20/1998 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Linda Dowd | 1281525 | 4 | 04/19/1998 | Customer Dispute | Denied | $45,000.00 | $0.00 | See FINRA Report |
| Margaret Mary Webb | 1234589 | 4 | 04/17/1998 | Customer Dispute | Denied | $7,500.00 | $0.00 | See FINRA Report |
| Alan Stephen Pransky | 1399836 | 2 | 04/17/1998 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| John Alaway Kramer | 719339 | 1 | 04/17/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John G Henderson | 1248239 | 1 | 04/16/1998 | Customer Dispute | Denied | $1,600,000.00 | $0.00 | See FINRA Report |
| James Haven Balkman | 11293 | 11 | 04/16/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Arthur Bohner | 2346963 | 1 | 04/15/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |