Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marie Teresa Lamar | 1033460 | 1 | 04/30/1998 | Customer Dispute | Denied | $10,031.00 | $0.00 | See FINRA Report |
| Teena Marie Peachey | 2198198 | 1 | 04/30/1998 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |
| Jay Alan Ramey | 1873526 | 4 | 04/29/1998 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Richard Thomas Hall | 2378759 | 1 | 04/29/1998 | Customer Dispute | Denied | $13,123.00 | $0.00 | See FINRA Report |
| Jerald L Quick | 854224 | 1 | 04/28/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Haven Balkman | 11293 | 11 | 04/27/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Matthew Ian Zagon | 2165362 | 2 | 04/25/1998 | Customer Dispute | Denied | $51,800.00 | $0.00 | See FINRA Report |
| Darren Andrew Wald | 2592911 | 4 | 04/24/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark William McNew | 2138781 | 6 | 04/23/1998 | Customer Dispute | Denied | $34,274.00 | $0.00 | See FINRA Report |
| Vincent Robert Gallagher | 844534 | 6 | 04/23/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |