Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sean McDermott | 2128984 | 1 | 05/13/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael George Warren | 459359 | 1 | 05/13/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Burt Stanley Hochstein | 1778909 | 2 | 05/13/1998 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Donald Bruce Gregory | 229453 | 1 | 05/13/1998 | Customer Dispute | Denied | $12,916.00 | $0.00 | See FINRA Report |
| Jeffrey Howard Palish | 1464054 | 3 | 05/11/1998 | Customer Dispute | Denied | $180,000.00 | $0.00 | See FINRA Report |
| James Louis Pulver | 1022181 | 10 | 05/08/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| George Ralph Smith | 2250801 | 2 | 05/07/1998 | Customer Dispute | Denied | $80,000,000.00 | $0.00 | See FINRA Report |
| Michael Craig Dombroski | 816091 | 3 | 05/07/1998 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Paul Howard Weinstein | 1127507 | 2 | 05/07/1998 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| James Michael Shrader | 1562368 | 4 | 05/07/1998 | Customer Dispute | Denied | $23,000.00 | $0.00 | See FINRA Report |