Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Allan Sideras | 1050462 | 3 | 05/18/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard William Leathers | 861129 | 6 | 05/15/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Dale Draper | 1797080 | 1 | 05/15/1998 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| John Richard Nelson | 1084135 | 1 | 05/15/1998 | Customer Dispute | Denied | $36,810.00 | $0.00 | See FINRA Report |
| Carl Joseph Sette | 822542 | 5 | 05/14/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Frank Brodsky | 31250 | 1 | 05/14/1998 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| George Michael Oleksa | 1222047 | 1 | 05/14/1998 | Customer Dispute | Denied | $10,899.20 | $0.00 | See FINRA Report |
| Michael Joseph Kelleher | 1059804 | 5 | 05/14/1998 | Customer Dispute | Denied | $24,000.00 | $0.00 | See FINRA Report |
| David Vincent Reuben | 1619276 | 6 | 05/13/1998 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Wallace Pierce Hough | 250841 | 2 | 05/13/1998 | Customer Dispute | Denied | $8,800.00 | $0.00 | See FINRA Report |