Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Carl Miklas | 1378418 | 1 | 06/01/1998 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| David Stanley Silverberg | 424009 | 1 | 05/28/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jung Ran June Shin | 2167430 | 5 | 05/28/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Harry Scott Neufeld | 2119338 | 1 | 05/27/1998 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Marc Barry Orloff | 2522583 | 1 | 05/27/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Elda Mae Seener | 2483977 | 1 | 05/27/1998 | Customer Dispute | Denied | $34,000.00 | $0.00 | See FINRA Report |
| Felix Joaquin Perez-Retes | 1763279 | 4 | 05/26/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Douglas Allen Gildenmeister | 801713 | 4 | 05/22/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Linda Maxine McNeal | 1969066 | 2 | 05/22/1998 | Customer Dispute | Denied | $10,400.00 | $0.00 | See FINRA Report |
| Mark Anthony Giudice | 1555215 | 2 | 05/20/1998 | Customer Dispute | Denied | $139,765.00 | $0.00 | See FINRA Report |