Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Paul Corrado | 1676440 | 2 | 06/09/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bruce M Smith | 1182134 | 1 | 06/09/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andrew Miller Saunders | 1877442 | 2 | 06/05/1998 | Customer Dispute | Denied | $9,375.00 | $0.00 | See FINRA Report |
| Geoffrey Thompson | 2263890 | 2 | 06/03/1998 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Joseph Edward Torres | 2255779 | 3 | 06/03/1998 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |
| Russell G Presti | 2214523 | 2 | 06/03/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Lavern Hay | 1174865 | 3 | 06/01/1998 | Customer Dispute | Denied | $84,465.00 | $0.00 | See FINRA Report |
| Ronald David Albers | 2401383 | 2 | 06/01/1998 | Customer Dispute | Denied | $9,167.74 | $0.00 | See FINRA Report |
| James Corey Vertich | 1960620 | 2 | 06/01/1998 | Customer Dispute | Denied | $9,225.00 | $0.00 | See FINRA Report |
| James Corey Vertich | 1960620 | 2 | 06/01/1998 | Customer Dispute | Denied | $9,225.00 | $0.00 | See FINRA Report |