Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Susan Mary McEuen | 1086879 | 1 | 06/16/1998 | Customer Dispute | Denied | $17,835.00 | $0.00 | See FINRA Report |
| Glen Curtis Renaud | 1553736 | 5 | 06/16/1998 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Betsy L Bliss | 847934 | 1 | 06/16/1998 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Nancy Jo Marciniak | 1812013 | 3 | 06/15/1998 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| William John Barrett | 2015580 | 3 | 06/15/1998 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Steven Michael Roffman | 1673527 | 6 | 06/12/1998 | Customer Dispute | Denied | $14,030.00 | $0.00 | See FINRA Report |
| Harold Lowell Wainwright | 1277248 | 2 | 06/11/1998 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Jon Charles McAleney | 1439422 | 8 | 06/10/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen Edward Felix | 2123338 | 1 | 06/10/1998 | Customer Dispute | Denied | $17,000.00 | $0.00 | See FINRA Report |
| Victoria Joy Utecht | 1447214 | 2 | 06/09/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |