Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey David Lynn | 2443516 | 3 | 06/24/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Wayne Mitchell Cohen | 1142967 | 3 | 06/24/1998 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| David Roberts | 2238402 | 3 | 06/23/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Allan Hirsch | 1341777 | 3 | 06/22/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kenneth Andrew Marcus | 1830810 | 4 | 06/22/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Louis Okun | 351789 | 3 | 06/22/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Eric P Poague | 2155873 | 4 | 06/21/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Farid Farhoumand | 727764 | 13 | 06/19/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Randy Paul Lifshotz | 1586104 | 3 | 06/18/1998 | Customer Dispute | Denied | $6,855.37 | $0.00 | See FINRA Report |
| Susan Nicoletti Preslier | 1548277 | 1 | 06/17/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |