Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Henry Zufall | 477314 | 3 | 06/29/1998 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Bryan Forbes McCollam | 1873091 | 1 | 06/29/1998 | Customer Dispute | Denied | $16,000.00 | $0.00 | See FINRA Report |
| John Vincent Scambray | 2231726 | 1 | 06/26/1998 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |
| Donald Francis White | 1347171 | 3 | 06/26/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Peter Douglas McColgan | 1783205 | 3 | 06/24/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Peter Carswell Starr | 2692714 | 2 | 06/24/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Eugene Charles Flynn | 210342 | 4 | 06/24/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bradley Levon Butler | 2114784 | 1 | 06/24/1998 | Customer Dispute | Denied | $37,000.00 | $0.00 | See FINRA Report |
| Steven Elliot Gottesman | 1500177 | 8 | 06/24/1998 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Bruce Arnold Plyer | 1666324 | 6 | 06/24/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |