Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William E Kibler | 719977 | 1 | 07/06/1998 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| James Berg, Jr | 870029 | 1 | 07/06/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Louis Cremonni | 722469 | 4 | 07/06/1998 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Richard Evelyn Peter Tennant | 1934926 | 3 | 07/06/1998 | Customer Dispute | Denied | $49,000.00 | $0.00 | See FINRA Report |
| Glenn C Bannan | 2907592 | 1 | 07/03/1998 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| Steven William Wanek | 2605759 | 4 | 07/02/1998 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Stephen Thomas Strickland | 1780073 | 3 | 07/02/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Theodore Lukas | 1230684 | 5 | 07/02/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert James Gunnarson | 232063 | 2 | 07/01/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Sanford Berlin | 19580 | 5 | 07/01/1998 | Customer Dispute | Denied | $22,962.00 | $0.00 | See FINRA Report |