Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Frank John Ward | 1621434 | 2 | 07/21/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven Randolph Jung | 1440551 | 4 | 07/20/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mary Jones | 1600116 | 1 | 07/20/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Nicholas S Matulich | 1407290 | 1 | 07/19/1998 | Customer Dispute | Denied | $39,000.00 | $0.00 | See FINRA Report |
| Wolf Hersh Scheck | 412770 | 1 | 07/17/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Paul Guidroz | 2283005 | 2 | 07/17/1998 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Jeffrey Mark Eagle | 1425776 | 1 | 07/17/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Allen Winsor | 2124151 | 3 | 07/17/1998 | Customer Dispute | Denied | $5,800.00 | $0.00 | See FINRA Report |
| Paul Francis Vattiato | 1425703 | 1 | 07/17/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Pamela G Miller-Gonzales | 2543486 | 1 | 07/16/1998 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |