Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John V Walsh | 458037 | 3 | 07/29/1998 | Customer Dispute | Denied | $5,346.00 | $0.00 | See FINRA Report |
| Seth Gusow | 2839715 | 2 | 07/28/1998 | Customer Dispute | Denied | $40,309.20 | $0.00 | See FINRA Report |
| J Patrick Kelly | 858405 | 1 | 07/28/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Moroni Moriancumer Burchell | 2448819 | 5 | 07/28/1998 | Customer Dispute | Denied | $8,500.00 | $0.00 | See FINRA Report |
| Peter Jessup Fulton | 2313169 | 1 | 07/28/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Alan Silvati | 2446998 | 2 | 07/27/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Vincent Hills | 1004128 | 5 | 07/27/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Paul Anthony Keats | 811355 | 1 | 07/27/1998 | Customer Dispute | Denied | $15,626.00 | $0.00 | See FINRA Report |
| Joseph Gerard Farrelly | 1387554 | 1 | 07/22/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Louis Melvin Perry | 360683 | 4 | 07/22/1998 | Customer Dispute | Denied | $10,824.00 | $0.00 | See FINRA Report |