Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Michael Reich | 715438 | 2 | 08/04/1998 | Customer Dispute | Denied | $12,466.00 | $0.00 | See FINRA Report |
| Stephen Allen Freidin | 1547945 | 7 | 08/04/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Lewis Clifton Weldon | 1110936 | 1 | 08/04/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Lloyd Omohundro | 2415942 | 6 | 08/03/1998 | Customer Dispute | Denied | $45,000.00 | $0.00 | See FINRA Report |
| Joseph Daniel Costa | 502390 | 3 | 08/03/1998 | Customer Dispute | Denied | $24,125.00 | $0.00 | See FINRA Report |
| Jan Dolores Lambert | 1252864 | 3 | 08/03/1998 | Customer Dispute | Denied | $11,200.00 | $0.00 | See FINRA Report |
| Thomas Anthony Tarabicos | 1754925 | 4 | 07/30/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Judy Lee Esau | 1229839 | 1 | 07/29/1998 | Customer Dispute | Denied | $8,206.00 | $0.00 | See FINRA Report |
| Richard Charles Holland | 1350656 | 1 | 07/29/1998 | Customer Dispute | Denied | $52,000.00 | $0.00 | See FINRA Report |
| Scott Stephen Tracy | 1844341 | 4 | 07/29/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |