Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Anthony Smith | 1864699 | 2 | 08/12/1998 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Peter Sean Keller | 2437118 | 3 | 08/11/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Paul John Damon | 1001136 | 3 | 08/10/1998 | Customer Dispute | Denied | $8,880.00 | $0.00 | See FINRA Report |
| Peter Scott Burdett | 2354551 | 1 | 08/07/1998 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Jeffrey R Ortiz | 1788005 | 8 | 08/05/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andrew James Donahue | 2012829 | 1 | 08/05/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andrea Gould Schwarz | 1325705 | 3 | 08/05/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| K Evan Friedman | 833014 | 3 | 08/05/1998 | Customer Dispute | Denied | $5,924.00 | $0.00 | See FINRA Report |
| Bradford Joseph Rindler | 2798758 | 2 | 08/05/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Minor | 1445986 | 1 | 08/05/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |