Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Howard Lapham | 302378 | 1 | 08/19/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph Melnyk | 1444183 | 3 | 08/18/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Christopher Bryant | 1514919 | 1 | 08/17/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Sanford Berlin | 19580 | 5 | 08/17/1998 | Customer Dispute | Denied | $120,919.00 | $0.00 | See FINRA Report |
| Jon David Brausch | 1746081 | 1 | 08/14/1998 | Customer Dispute | Denied | $300,000.00 | $0.00 | See FINRA Report |
| Wendy Sue Castaldy | 1369861 | 2 | 08/14/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Raymond Keith Malicki | 2120836 | 6 | 08/13/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Eldon Hamrick | 865179 | 2 | 08/13/1998 | Customer Dispute | Denied | $14,681.00 | $0.00 | See FINRA Report |
| Nick James Polydoros | 1109056 | 2 | 08/13/1998 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| John Wayne Lanpher | 1050193 | 1 | 08/12/1998 | Customer Dispute | Denied | $8,900.00 | $0.00 | See FINRA Report |