Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mitchell Jay Schoenbaum | 1819990 | 3 | 08/24/1998 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Gregory Kim Dolin | 724513 | 4 | 08/24/1998 | Customer Dispute | Denied | $9,280.00 | $0.00 | See FINRA Report |
| Barbara Elaine Anderson | 1467244 | 2 | 08/24/1998 | Customer Dispute | Denied | $19,000.00 | $0.00 | See FINRA Report |
| Robert Francis Schnell | 1856367 | 2 | 08/24/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Judy Ann Shirk | 1705631 | 2 | 08/21/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gary A Vestal | 1707075 | 5 | 08/21/1998 | Customer Dispute | Denied | $9,177.77 | $0.00 | See FINRA Report |
| Lawrence Alan Fann | 2199482 | 3 | 08/19/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jon Richard Adams | 1255111 | 4 | 08/19/1998 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Allen Marshall Riley | 2733701 | 3 | 08/19/1998 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Vincent Paul Afflixio | 1043147 | 2 | 08/19/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |