Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jerome Stephen Gazzini | 1342263 | 1 | 08/27/1998 | Customer Dispute | Denied | $940,855.00 | $0.00 | See FINRA Report |
| Christine Marie Govan | 1047187 | 1 | 08/26/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Geraldine Hummel | 2410498 | 1 | 08/26/1998 | Customer Dispute | Denied | $105,000.00 | $0.00 | See FINRA Report |
| Patrick Thomas Handley | 1556990 | 3 | 08/25/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brian Harold Breuel | 813742 | 1 | 08/25/1998 | Customer Dispute | Denied | $24,615.60 | $0.00 | See FINRA Report |
| Patrick Thomas Donohue | 1029917 | 11 | 08/25/1998 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Robert David Child | 500359 | 13 | 08/25/1998 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Robert D Wong | 2508357 | 3 | 08/25/1998 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| George Daniel Decker | 1006840 | 2 | 08/24/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Amy Ellen Clayton | 1241917 | 3 | 08/24/1998 | Customer Dispute | Denied | $19,642.80 | $0.00 | See FINRA Report |