Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Selim Shaya Beyda | 20806 | 1 | 08/31/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| George Julius Moeschlin | 1367634 | 3 | 08/31/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Peter Wade Bacon | 2315141 | 2 | 08/31/1998 | Customer Dispute | Denied | $24,505.00 | $0.00 | See FINRA Report |
| Frank J Renda | 2505766 | 3 | 08/31/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Paul Daniel Rasberry | 1711707 | 2 | 08/30/1998 | Customer Dispute | Denied | $5,869.28 | $0.00 | See FINRA Report |
| Jon Gregory Sanchez | 2418439 | 4 | 08/28/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Eugene Zumpano | 2143008 | 3 | 08/28/1998 | Customer Dispute | Denied | $87,379.90 | $0.00 | See FINRA Report |
| Jeffrey Joseph Crews | 2153040 | 1 | 08/27/1998 | Customer Dispute | Denied | $7,300.00 | $0.00 | See FINRA Report |
| Martin Jeffrey Keil | 860348 | 3 | 08/27/1998 | Customer Dispute | Denied | $9,923.50 | $0.00 | See FINRA Report |
| Vann Ashley Wilder | 466867 | 1 | 08/27/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |