Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tony Rodriguez | 402409 | 2 | 09/03/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bruce Allen Davis | 1183438 | 3 | 09/03/1998 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Michelle Marie Ksidakis | 2156333 | 1 | 09/03/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher S Boggs | 2108210 | 3 | 09/02/1998 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Dale Robert Reed | 733348 | 2 | 09/02/1998 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Louis Crafa | 1199944 | 1 | 09/02/1998 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Wiley Carter Hutchins | 1561243 | 1 | 09/02/1998 | Customer Dispute | Denied | $220,000.00 | $0.00 | See FINRA Report |
| Stephen Murdock Greenhaw | 1302803 | 2 | 09/02/1998 | Customer Dispute | Denied | $220,000.00 | $0.00 | See FINRA Report |
| Michael Vincent Vallee | 1690492 | 5 | 09/02/1998 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Michael Victor Mortensen | 1371803 | 6 | 09/01/1998 | Customer Dispute | Denied | $12,873.00 | $0.00 | See FINRA Report |