Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Wesley Ward Gregory | 2363087 | 2 | 09/08/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Mark Winik | 1246434 | 4 | 09/08/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daphne Mi Tan | 2246303 | 4 | 09/08/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Erik Fiebert | 1001840 | 5 | 09/08/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Scott J Silver | 1230741 | 3 | 09/08/1998 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
| Jon Charles McAleney | 1439422 | 8 | 09/04/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Arthur Leo Coleman | 847936 | 3 | 09/04/1998 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
| Karen Louise Bryant | 1807182 | 3 | 09/04/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Donald Edward Lippencott | 1235643 | 4 | 09/03/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Anthony Barbarita | 815387 | 1 | 09/03/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |