Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Barbara Elaine Anderson | 1467244 | 2 | 09/11/1998 | Customer Dispute | Denied | $12,304.00 | $0.00 | See FINRA Report |
| David Dee Bogle | 1649118 | 2 | 09/11/1998 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Michael John Mancuso | 1566874 | 2 | 09/10/1998 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Peter Douglas McColgan | 1783205 | 3 | 09/10/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brad Scott Horwin | 1578613 | 1 | 09/10/1998 | Customer Dispute | Denied | $21,887.90 | $0.00 | See FINRA Report |
| Craig Dennis Pasini | 2290550 | 3 | 09/10/1998 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Denise Claire Rudy | 1325315 | 2 | 09/09/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Renee Lynn Cuchetti | 2080205 | 2 | 09/09/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| George P Polites | 365121 | 1 | 09/08/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Edward Cuddy | 1095702 | 1 | 09/08/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |