Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Cameron Oakes | 1354152 | 15 | 09/15/1998 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Joseph John Dragoman | 1033365 | 3 | 09/15/1998 | Customer Dispute | Denied | $5,664.36 | $0.00 | See FINRA Report |
| Donald Arthur Jones | 1338803 | 3 | 09/15/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gilbert Julius Saenz | 408907 | 1 | 09/15/1998 | Customer Dispute | Denied | $391,000.00 | $0.00 | See FINRA Report |
| Marilyn Pearl Schapiro | 840773 | 3 | 09/15/1998 | Customer Dispute | Denied | $28,000.00 | $0.00 | See FINRA Report |
| Robert Earl Snyder | 1944986 | 4 | 09/15/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Matthew David Augustine | 852883 | 3 | 09/14/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andrew Joy Benton | 1685427 | 2 | 09/14/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gregory Wayne Hartrum | 1616540 | 5 | 09/12/1998 | Customer Dispute | Denied | $5,472.29 | $0.00 | See FINRA Report |
| James Milton Vandenberg | 2481648 | 1 | 09/11/1998 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |