Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Steven Greenwald | 1437626 | 2 | 09/20/1998 | Customer Dispute | Denied | $15,121.00 | $0.00 | See FINRA Report |
| David Howard Fagin | 843478 | 2 | 09/19/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Peter Michael Patterson | 357964 | 4 | 09/18/1998 | Customer Dispute | Denied | $135,000.00 | $0.00 | See FINRA Report |
| Larry Gordon Etzweiler | 855267 | 4 | 09/17/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Dennis Piershale | 1108465 | 5 | 09/16/1998 | Customer Dispute | Denied | $5,767.00 | $0.00 | See FINRA Report |
| Ralph Chesney Evans | 1036738 | 3 | 09/16/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Barney Norman Barnato | 1440559 | 4 | 09/16/1998 | Customer Dispute | Denied | $6,500.00 | $0.00 | See FINRA Report |
| Sanah Chung | 2002221 | 1 | 09/16/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Anthony John Farina | 2218821 | 2 | 09/16/1998 | Customer Dispute | Denied | $7,062.50 | $0.00 | See FINRA Report |
| Mark Edward Callender | 1249526 | 1 | 09/15/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |