Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edward Mark Lubell | 2449026 | 5 | 09/30/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Edward Ray Newman | 1580834 | 1 | 09/29/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffry Scott Livingston | 2812480 | 4 | 09/29/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Joseph Peace | 1052457 | 4 | 09/28/1998 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Lisa Lynn Stella | 1628629 | 2 | 09/28/1998 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Alex Mh Marino | 1597666 | 4 | 09/28/1998 | Customer Dispute | Denied | $13,500.00 | $0.00 | See FINRA Report |
| Kimberley A Brickey Cyr | 1028390 | 2 | 09/28/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dave Roger Reep | 1556584 | 1 | 09/25/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven Michael Coplin | 1999548 | 2 | 09/25/1998 | Customer Dispute | Denied | $17,230.20 | $0.00 | See FINRA Report |
| Steven Alan Greene | 2286537 | 6 | 09/25/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |